Unclaimed
Junior Almeida Nascimento is a registered representative with Charles Schwab & CO., Inc. in Westlake, Texas. Junior has been in the securities industry since August 21, 2007. Junior has Series 3, 7, 9, 10, 24, 63 and 66 licenses. In addition to their role at Charles Schwab & CO., Inc., Junior has worked for TD Ameritrade, Inc. and Optionsxpress, Inc. in the past. Junior is licensed to conduct business in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/10/2017 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
11/06/2023 - 05/19/2024
TD AMERITRADE, INC. (WestLake TX)
NE
05/21/2021 - 12/22/2021
TD AMERITRADE, INC. (OMAHA NE)
FL
09/02/2011 - 02/05/2013
OPTIONSXPRESS, INC. (ORLANDO FL)
BOTH
Issued 03/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/08/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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