Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jung? Claim Your ProfileJung Won Lee is an active Registered Representative with Conning Investment Products, Inc. located in HARTFORD, CT. Jung has been in the industry since 2008, holds a Series 7, Series 63, Series 28, Series 99TO, and SIE license, and has been registered with FINRA since 2011. Jung specializes in providing investment advice to clients. Previously, Jung was registered with SFRI SECURITIES LLC in SAN FRANCISCO, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
12/15/2011 - Present
Conning Investment Products, Inc. (HARTFORD CT)
CA
04/09/2007 - 02/25/2011
SFRI SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2012
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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