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Jung Hyun Lee

Guggenheim Investor Services, LLC

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About Jung Hyun Lee

Jung Hyun Lee has over 12 years of experience in the financial industry. Jung Hyun is currently registered with Guggenheim Investor Services, LLC. Jung Hyun has also held previous positions at Nomura Securities International, Inc., Sterne, Agee & Leach, Inc., and J.P. Morgan Securities Inc. Jung Hyun holds the Series 7, Series 63, and SIE licenses.

Firm Information

Jung Lee is currently registered with Guggenheim Investor Services, LLC. Guggenheim Investor Services, LLC is a Limited Liability Company formed in 2001. The firm is registered with the SEC and is also registered in 13 states, including California, Connecticut, Hawaii, Illinois, Louisiana, Missouri, Montana, New York, Oregon, Pennsylvania, Rhode Island, Texas, and Wyoming.

Not reported

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jung Lee’s Registration & Firm History

NY

05/06/2024 - Present

Guggenheim Investor Services, LLC (NEW YORK NY)

NY

11/09/2015 - 07/17/2019

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

07/09/2009 - 06/25/2015

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

10/01/2008 - 06/12/2009

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/11/2006 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/11/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jung Hyun Lee.
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