Unclaimed
Jung hwa Hahm is an active broker with Nomura Securities International, Inc.. Jung hwa Hahm is a licensed securities professional with over 20 years of experience in the financial industry. Jung hwa Hahm has been registered with FINRA since 2000. Previously, Jung hwa Hahm was a registered representative with Standard Chartered Securities (North America) Inc. in New York, NY. Prior to that, Jung hwa Hahm worked for Cazenove Incorporated in New York, NY, Lehman Brothers Inc. in New York, NY, and SG Cowen Securities Corporation in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
04/07/2015 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
04/21/2009 - 02/18/2015
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
09/05/2006 - 04/20/2009
CAZENOVE INCORPORATED (NEW YORK NY)
NY
08/09/2004 - 02/23/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/13/2000 - 12/02/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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