Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jun? Claim Your ProfileJun Sheng Xu is a financial advisor at Fidelity Personal and Workplace Advisors. Jun Sheng Xu has been in the financial industry since 2014. Jun Sheng Xu is licensed to offer advisory services in California, Texas and 21 other states. Jun Sheng Xu is also licensed to offer brokerage services in California, Connecticut, Delaware, Florida, Hawaii, Illinois, Indiana, Kansas, Maryland, Massachusetts, Nevada, New Hampshire, New York, North Carolina, Ohio, Oregon, Texas, Virginia, Washington, Wisconsin and Wyoming. Jun Sheng Xu has earned the Certified Financial Planner designation. Jun Sheng Xu specializes in providing financial planning, portfolio management for individuals, and portfolio management for businesses. Jun Sheng Xu is affiliated with Fidelity Personal and Workplace Advisors, which is a large firm with over 10,000 employees and over $818 billion in assets under management. Jun Sheng Xu’s previous experience includes roles at Charles Schwab, TD Ameritrade, and Scottrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/12/2023 - Present
Fidelity Personal AND Workplace Advisors (SAN FRANCISCO CA)
CA
01/26/2022 - 09/12/2022
CHARLES SCHWAB & CO., INC. (San Mateo CA)
CA
02/26/2018 - 09/12/2022
TD AMERITRADE, INC. (SAN MATEO CA)
CA
09/25/2014 - 02/26/2018
SCOTTRADE, INC. (CUPERTINO CA)
CA
12/20/2013 - 09/10/2014
NYLIFE SECURITIES LLC (SAN FRANCISCO CA)
BOTH
Issued 02/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Jun Xu is the right advisor for you? Invested Better is here to help.
