Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jun? Claim Your ProfileJun Liao is a financial advisor at UBS Financial Services Inc. Jun has been in the financial industry for over 4 years. Jun holds a Series 63, Series 66, and Series 7TO license and is registered with the state of California as a Registered Investment Advisor. Jun has previously worked at J.P. Morgan Securities LLC. Jun specializes in providing financial planning, portfolio management, and other advisory services to individuals, families, and businesses. Jun works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Jun has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/12/2023 - Present
UBS Financial Services Inc. (Pasadena CA)
CA
01/16/2023 - 05/30/2023
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
CA
07/30/2019 - 02/11/2021
J.P. MORGAN SECURITIES LLC (ALHAMBRA CA)
BOTH
Issued 04/29/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/10/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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