Unclaimed
Julius Vergara is a registered representative with Northwestern Mutual Investment Services, LLC and has been in the industry since 2015. Julius is licensed to sell securities in California and Nevada. Julius is a Series 6 and Series 63 licensed professional and has successfully passed the Securities Industry Essentials (SIE) Examination. Julius has a branch office located in Los Angeles, California. Northwestern Mutual Investment Services, LLC has been serving clients since 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
06/16/2018 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
04/11/2015 - 08/13/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (IRVINE CA)
BC
Issued 08/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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