Unclaimed
Julius Hicks is a financial advisor with Cetera Investment Advisers LLC. Julius Hicks has been in the financial services industry since 1986. Julius Hicks specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for both individuals and businesses. Julius Hicks is registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative (IAR) and is also registered in multiple states. Julius Hicks has a wide range of experience in the financial services industry, and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/21/2024 - Present
Cetera Investment Advisers LLC (ATLANTA GA)
GA
01/02/2004 - 10/03/2016
INVESTORS CAPITAL CORP. (ATLANTA GA)
GA
01/02/2001 - 12/31/2003
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
NY
05/03/1999 - 01/09/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/06/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IL
07/24/1986 - 10/17/1989
OGILVIE & TAYLOR SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 11/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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