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Julio Alfonso Marquez

Young America Capital, LLC

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About Julio Alfonso Marquez

Julio Alfonso Marquez has been a registered representative since 1994 and has worked at various firms over the years. Julio is currently employed at Young America Capital, LLC in Mamaroneck, New York, and holds licenses Series 7, Series 24, Series 27, Series 63, Series 99TO, and SIE. Julio has a strong background in the financial services industry, with experience in various areas, including operations, investments, and compliance.

Firm Information

Julio Marquez is currently registered with Young America Capital, LLC. Young America Capital, LLC is a Limited Liability Company formed in May 2000. The firm is registered in 28 states and holds one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julio Marquez’s Registration & Firm History

NY

12/15/2015 - Present

Young America Capital, LLC (MAMARONECK NY)

NY

01/14/2009 - 11/14/2014

GOTTBETTER CAPITAL MARKETS, LLC (NEW YORK NY)

NY

01/27/2000 - 02/13/2008

GEM ADVISORS, INC. (NEW YORK NY)

NY

11/05/1999 - 01/21/2000

VIOLY, BYORUM & PARTNERS, LLC (NEW YORK NY)

NY

12/12/1995 - 04/11/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

06/17/1994 - 08/04/1995

OPPENHEIMER & CO., INC. (NEW YORK NY)

NY

10/07/1992 - 03/09/1994

WASSERSTEIN PERELLA & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/22/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/2005

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/22/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Julio Alfonso Marquez. Review regulatory record here.
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