Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julio? Claim Your ProfileJulio Alejandro Guemes is a registered representative with Morgan Stanley. Julio has been in the securities industry since May 1994. Julio's experience includes roles with Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Morgan Stanley Private Bank, N.A, and Morgan Stanley Smith Barney LLC. Julio currently holds active registrations in Florida and Texas, and is also registered in California, Delaware, Louisiana, New York, South Dakota, Texas, and Wyoming. Julio is a Series 63 and Series 65 licensed individual. Julio has also passed the Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/18/2021 - Present
Morgan Stanley (Miami FL)
FL
02/07/2007 - 05/21/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
FL
01/03/2003 - 02/13/2007
OPPENHEIMER & CO. INC. (MIAMI FL)
NY
10/24/1994 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
02/09/1994 - 08/02/1994
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
IA
Issued 03/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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