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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juliett? Claim Your ProfileJuliett Givogri is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 20 years of experience in the industry. Juliett has a broad range of experience and expertise in providing investment advice and portfolio management services to individuals, businesses, high-net-worth clients, insurance companies, charitable organizations, and pension plans. Juliett holds Series 7, 66, and SIE licenses and is registered in over 30 states. Juliett is committed to providing personalized financial advice and solutions that are tailored to meet each client's unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/11/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAGUNA NIGUEL CA)
CA
05/17/2001 - 05/06/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEAL BEACH CA)
MO
12/03/1999 - 05/10/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
10/20/1999 - 11/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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