Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julieta? Claim Your ProfileJulieta L. Smith is a financial advisor with over 20 years of experience in the industry. Julieta is currently registered with LPL Financial LLC in both Georgia and Louisiana. Prior to joining LPL Financial LLC, Julieta held positions at several firms, including Preferred Capital Securities, LLC, Invesco Distributors, Inc., and SunTrust Investment Services, Inc. Julieta holds a variety of licenses and certifications, including Series 6, 7, 9, 10, 24, 63, and 66. Julieta offers a range of financial services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/10/2020 - Present
LPL Financial LLC (SAN DIEGO CA)
GA
05/06/2015 - 01/31/2017
PREFERRED CAPITAL SECURITIES, LLC (ATLANTA GA)
GA
07/11/2013 - 03/06/2015
INVESCO DISTRIBUTORS, INC. (ATLANTA GA)
GA
10/01/2012 - 07/11/2013
ING INVESTMENTS DISTRIBUTOR, LLC (ATLANTA GA)
GA
09/26/2011 - 09/24/2012
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
MO
08/07/2008 - 04/13/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
08/26/2005 - 08/05/2008
EDWARD JONES (ST LOUIS MO)
MA
12/12/2003 - 08/12/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
NY
01/02/2003 - 12/19/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
FL
03/21/2001 - 08/27/2001
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
NY
11/07/2000 - 03/30/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
FL
12/21/2000 - 02/02/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
12/21/1999 - 10/25/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 07/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/17/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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