Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julieta? Claim Your ProfileJulieta Sandoval has been in the financial services industry for over 20 years. Sandoval holds Series 66, 10, 9, 99TO, SIE, and 7 licenses. Sandoval currently works at U.S. Capital Wealth Advisors, LLC, and is registered in Texas as an investment advisor representative. Previously, Sandoval was a registered representative with UBS Financial Services Inc. Sandoval is a managing director at U.S. Capital Wealth Advisors, LLC, and focuses on managing the operations of the firm. U.S. Capital Wealth Advisors, LLC is a Registered Investment Advisor and has a wide range of clients including high-net-worth individuals, corporations, pension and profit-sharing plans, individuals other than high-net-worth, and charitable organizations. Sandoval specializes in providing financial planning, portfolio management, pension consulting, and educational seminars. U.S. Capital Wealth Advisors, LLC has an extensive list of advisory services to offer clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/30/2021 - Present
U.s. Capital Wealth Advisors, LLC (AUSTIN TX)
TX
06/01/2000 - 08/24/2010
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 11/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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