Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Juliet? Claim Your ProfileJuliet Leu is a financial professional with over 18 years of experience in the industry. Currently registered with Nylife Securities LLC, Juliet is licensed in multiple states including California, New York, North Carolina, and Washington. Her previous experience includes roles at firms like J.P. Morgan Securities LLC, Chase Investment Services Corp., Essex National Securities, Inc., and HSBC Securities (USA) Inc. Juliet holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/14/2015 - Present
Nylife Securities LLC (MELVILLE NY)
NY
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (FLUSHING NY)
NY
11/01/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FLUSHING NY)
NY
05/03/2007 - 04/27/2010
ESSEX NATIONAL SECURITIES, INC. (FLUSHING NY)
NY
01/01/2005 - 02/15/2007
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
03/10/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 06/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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