Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julien? Claim Your ProfileJulien Mercier is a financial professional with experience in the financial services industry. Julien is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Julien has previously worked with GWFS Equities, Inc. in Greenwood Village, Colorado and TD Ameritrade, Inc. in St. Louis, Missouri. Julien has passed several industry exams, including the Series 7, Series 7TO, Series 63, SIE, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/15/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
05/02/2019 - 08/08/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MO
10/30/2017 - 05/18/2018
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 12/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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