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Julien Prado

Walleye Trading LLC

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About Julien Prado

Julien Prado is a financial professional with experience in the securities industry. Julien has held positions at several firms including J.P. Morgan Securities LLC, LinkBrokers Derivatives Corporation, and Walleye Trading LLC. Julien is currently registered with Walleye Trading LLC, which is a firm based in Newport Beach, CA. Julien has passed several industry exams, including the Series 7, Series 55, and SIE.

Firm Information

Julien Prado is currently registered with Walleye Trading LLC. Walleye Trading LLC is a Limited Liability Company formed on April 25, 2005. The firm has been approved for SEC registration and has reported 14 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julien Prado’s Registration & Firm History

CA

07/16/2024 - Present

Walleye Trading LLC (Newport Beach CA)

NY

01/29/2010 - 06/22/2020

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NJ

06/19/2009 - 01/27/2010

LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)

NY

10/01/2008 - 02/12/2009

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

04/02/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/01/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Julien Prado.
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