Unclaimed
Julien Hobson Williams is a registered representative with Northwestern Mutual Investment Services, LLC. Julien has been in the securities industry since 1983. Julien is licensed to provide investment advice and securities sales in the following states: California, District of Columbia, Florida, Massachusetts, New Jersey, North Carolina, Pennsylvania, Texas, and Virginia. Julien holds the following licenses: Series 6, Series 7, Series 22, Series 63, and Series 65. Julien may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
07/17/2014 - Present
Northwestern Mutual Investment Services, LLC (RICHMOND VA)
WI
01/22/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
06/29/1983 - 12/31/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 07/07/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/02/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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