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Julie Ya-chin Fujino

Cetera Investment Services LLC

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About Julie Ya-chin Fujino

Julie Fujino is a financial professional who has been serving clients for over 20 years. Julie is currently registered with Cetera Investment Services LLC, a financial services firm based in Honolulu, Hawaii. Julie has held previous roles with LPL Financial LLC, UVEST Financial Services Group, Inc., Duerr Financial Corporation, BANCWEST Investment Services, Inc. and FISERV Investor Services, Inc. Julie holds the Series 6, Series 63, and SIE licenses.

Firm Information

Julie Fujino is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Fujino’s Registration & Firm History

HI

02/11/2022 - Present

Cetera Investment Services LLC (HONOLULU HI)

HI

03/25/2015 - 12/15/2021

LPL FINANCIAL LLC (HONOLULU HI)

HI

07/05/2011 - 02/10/2015

LPL FINANCIAL LLC (HONOLULU HI)

HI

07/13/2005 - 07/05/2011

UVEST FINANCIAL SERVICES GROUP, INC. (HONOLULU HI)

CA

12/08/2004 - 07/21/2005

DUERR FINANCIAL CORPORATION (CHINO HILLS CA)

NE

07/08/2002 - 10/21/2002

BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)

CA

05/01/2002 - 06/28/2002

DUERR FINANCIAL CORPORATION (CHINO HILLS CA)

TX

05/03/2001 - 05/01/2002

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/30/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Ya-chin Fujino.
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