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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Thomas is a registered investment advisor with Commonwealth Financial Network, offering investment advice in Rochester, New York. Julie Thomas is a licensed Investment Advisor Representative in New York and is also licensed to conduct business in 25 other states. Julie Thomas has been active in the industry since 1990 and has a wide range of experience in the financial services industry. Julie Thomas has expertise in a variety of financial planning, investment and retirement planning services for individuals and businesses. Commonwealth Financial Network, headquartered in Waltham, MA, is a Registered Investment Adviser with more than 3,000 Independent Advisors and $177 billion in assets under management as of 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2021 - Present
Commonwealth Financial Network (ROCHESTER NY)
NY
10/01/2012 - 06/19/2014
J.P. MORGAN SECURITIES LLC (PITTSFORD NY)
NY
11/10/2003 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PITTSFORD NY)
NY
02/05/2002 - 11/07/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/18/1996 - 12/12/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MA
05/30/1991 - 11/27/1995
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
04/12/1990 - 10/10/1990
AMERICAN FINANCE GROUP SECURITIES CORP. (BOSTON MA)
MA
05/30/1989 - 02/26/1990
PUTNAM FINANCIAL SERVICES, INC. (BOSTON MA)
IA
Issued 06/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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