Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Rosenberg is a financial professional with over 15 years of experience in the industry. Julie currently holds the Series 27, Series 99TO, and SIE licenses and is registered with Independence Point Securities LLC. Prior to her current role, Julie held positions at Prager & Co., LLC, KeyBanc Capital Markets Inc., Cain Brothers & Company, LLC, Riversource Services, Inc., and Seligman Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/27/2023 - Present
Independence Point Securities LLC (New York NY)
NY
10/07/2021 - 02/16/2023
PRAGER & CO., LLC (NEW YORK NY)
NY
12/22/2017 - 05/11/2018
KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)
NY
02/18/2009 - 12/22/2017
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
NY
06/02/2008 - 02/06/2009
RIVERSOURCE SERVICES, INC. (NEW YORK NY)
NY
06/22/2005 - 02/03/2009
SELIGMAN ADVISORS, INC. (NEW YORK NY)
BC
Issued 06/21/2005
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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