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Julie Susanne Marks

Charles Schwab & CO., Inc.

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About Julie Susanne Marks

Julie Susanne Marks is a registered representative with Charles Schwab & CO., Inc. since December 2013. Julie has been in the securities industry since August 1998. Julie has a Series 6, Series 7, Series 63 and Series 66 registrations and is licensed to provide securities advice and investment advisory services in several states. Julie previously worked for Fidelity Brokerage Services LLC and First Union Brokerage Services, Inc..

Firm Information

Julie Marks is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Julie Marks’s Registration & Firm History

NJ

12/23/2013 - Present

Charles Schwab & CO., Inc. (Freehold NJ)

NJ

09/20/2010 - 10/08/2012

FIDELITY BROKERAGE SERVICES LLC (SHREWSBURY NJ)

NJ

04/29/1999 - 08/27/2010

CHARLES SCHWAB & CO., INC. (RED BANK NJ)

NC

04/30/1997 - 04/21/1999

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 06/26/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/1998

Series 7 - General Securities Representative Examination

BC

Issued 04/29/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Julie Susanne Marks. Review regulatory record here.
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