Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Leggett is a financial advisor with over 20 years of experience in the industry. Julie is registered with LPL Financial LLC and has a Series 6, 7, 24, 26, 63, and 66 licenses, as well as the SIE exam. Before joining LPL, Julie was associated with Kestra Investment Services, LLC, Charles Schwab & Co., Inc., and Citigroup Global Markets Inc. Julie has been providing financial advice and guidance to clients in the Lakeway, TX area for many years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/03/2019 - Present
LPL Financial LLC (LAKEWAY TX)
TX
05/09/2012 - 11/12/2018
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
08/17/2007 - 08/25/2011
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
TX
09/02/2008 - 12/31/2008
401(K) INVESTMENT SERVICES, INC. (AUSTIN TX)
TX
03/24/2004 - 12/07/2007
CYBERTRADER, INC. (AUSTIN TX)
NY
01/28/2004 - 03/18/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
02/17/2003 - 10/17/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CO
07/22/1999 - 03/02/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 02/13/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/28/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2006
Series 3 - National Commodity Futures Examination
BC
Issued 04/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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