Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Carroll is a registered representative with Janney Montgomery Scott LLC, a firm headquartered in Philadelphia, PA. Julie has been in the financial services industry since 2002 and has a wide range of experience in portfolio management for individuals and businesses, financial planning, and pension consulting. Julie has a strong track record of helping clients achieve their financial goals and is committed to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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2
NC
12/01/2015 - Present
Janney Montgomery Scott LLC (RALEIGH NC)
NC
08/03/2012 - 11/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
NC
11/28/2011 - 08/09/2012
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
NC
09/20/2010 - 11/21/2011
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NC
06/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (RALEIGH NC)
NC
11/14/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RALEIGH NC)
NC
04/02/2007 - 07/12/2007
MORGAN STANLEY & CO., INCORPORATED (CARY NC)
NC
02/21/2002 - 04/02/2007
MORGAN STANLEY DW INC. (CARY NC)
BOTH
Issued 04/04/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 02/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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