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Julie Nicole Phillips

Fidelity Brokerage Services LLC

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About Julie Nicole Phillips

Julie Nicole Phillips is a registered representative with Fidelity Brokerage Services LLC. Julie has been in the securities industry since 2014. Julie has a Series 7, Series 6, and Series 63 license. Julie is registered in 53 states and jurisdictions.

Firm Information

Julie Phillips is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Phillips’s Registration & Firm History

RI

04/04/2014 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 06/06/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Julie Nicole Phillips.
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