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Julie Nichols

Northwestern Mutual Investment Services, LLC

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About Julie Nichols

Julie Nichols is a financial advisor with Northwestern Mutual Investment Services, LLC. Julie has been in the financial services industry since November 2007 and is registered with the state of Texas as an Investment Advisor Representative and a Registered Representative. She has a variety of product and principal licenses. Northwestern Mutual Investment Services, LLC is an investment advisory firm located in Milwaukee, Wisconsin. Julie is a 100% owner of an investment property in Grand Prairie, Texas.

Firm Information

Julie Nichols is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

5420 Lyndon B Johnson

DALLAS, TX 75240

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Julie Nichols’s Registration & Firm History

TX

03/08/2011 - Present

Northwestern Mutual Investment Services, LLC (DALLAS TX)

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Licenses & Designations

BOTH

Issued 3/7/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/8/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/1/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/10/2010

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Nichols.
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