Unclaimed
Julie Nichols is a registered representative of Northwestern Mutual Investment Services, LLC, a company headquartered in Milwaukee, WI. Julie is a licensed investment advisor representative in Texas, and has been in the financial services industry since 2007. Julie's current firm is Northwestern Mutual Investment Services, LLC, where Julie has worked since 2011. Julie's primary office is located at 5420 Lyndon B Johnson in Dallas, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TX
03/08/2011 - Present
Northwestern Mutual Investment Services, LLC (DALLAS TX)
BOTH
Issued 03/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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