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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie McFalls is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 12 years of experience in the industry. Julie is a registered representative with the firm, holding Series 7, 31, and 63 licenses as well as the SIE exam. Julie is also an Investment Advisor Representative in Florida and Texas, having passed the Series 65 exam. Julie has previously worked at firms such as J.P. Morgan Securities LLC, Morgan Stanley, and Scottrade, Inc. Her expertise spans a range of investment services, including portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NAPLES FL)
FL
09/26/2017 - 06/14/2022
J.P. MORGAN SECURITIES LLC (NAPLES FL)
FL
12/15/2016 - 09/25/2017
MORGAN STANLEY (NAPLES FL)
FL
05/22/2015 - 12/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
FL
01/07/2013 - 05/29/2015
MORGAN STANLEY (FT. MYERS FL)
FL
06/08/2010 - 12/07/2012
SCOTTRADE, INC. (NAPLES FL)
IA
Issued 01/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 06/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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