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Julie Margaret Szabo

Nylife Securities LLC

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About Julie Margaret Szabo

Julie Szabo is a financial professional with over 28 years of experience in the industry. Julie holds a Series 7, Series 6, Series 24, and Series 53 licenses. Julie is currently registered with Nylife Securities LLC, where she has been employed since May 4, 1995. Julie's previous experience includes working for Nylife Distributors Inc. from October 18, 1994, to May 24, 1995.

Firm Information

Julie Szabo is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Szabo’s Registration & Firm History

NJ

05/04/1995 - Present

Nylife Securities LLC (SADDLE BROOK NJ)

NJ

10/18/1994 - 05/24/1995

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/22/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/29/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/17/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Julie Margaret Szabo. Review regulatory record here.
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