Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie M. Jones is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Jones has been in the securities industry since October 29, 2001. Jones has a Series 66 license, as well as Series 3, 7, 9, 10 and 31 licenses. Jones is licensed in 33 states and is registered with the Financial Industry Regulatory Authority (FINRA). Jones is also registered with the Securities and Exchange Commission (SEC). Jones specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/22/2009 - Present
Wells Fargo Clearing Services, LLC (LOUISVILLE KY)
BOTH
Issued 09/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2010
Series 3 - National Commodity Futures Examination
BC
Issued 05/16/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Julie Jones is the right advisor for you? Invested Better is here to help.
