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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Rice is a financial advisor with over 23 years of experience in the financial services industry. Julie is currently registered with LPL Financial LLC, which is a large financial services company based in Fort Mill, SC. Julie has a strong background in providing financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Her experience encompasses various areas, including investment management, financial planning, and retirement planning. Julie holds multiple licenses and certifications including the Series 7, Series 63, Series 24, Series 52TO, Series 53, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/12/2015 - Present
LPL Financial LLC (FORT MILL SC)
FL
04/29/2008 - 08/22/2013
AMERICA'S CHOICE EQUITIES LLC (PALM BEACH GARDENS FL)
FL
08/23/2004 - 04/22/2008
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
TN
10/23/2003 - 08/19/2004
ICBA SECURITIES (MEMPHIS TN)
TN
10/23/2003 - 08/19/2004
VINING SPARKS (MEMPHIS TN)
MA
04/01/1998 - 06/30/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
FL
09/04/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NY
02/02/1995 - 10/15/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/22/1994 - 11/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MI
04/20/1994 - 07/27/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 01/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2008
Series 4 - Registered Options Principal Examination
BC
Issued 03/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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