Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Lynn Pierro is a financial professional with over 20 years of experience in the financial services industry. Julie has been registered with FINRA since 1998 and currently holds her Series 6, 7, 26, and 66 licenses. She is currently registered with UBS Fund Services (usa) LLC and has previously been registered with Hartford Securities Distribution Company, Inc. and Hartford Equity Sales Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/19/2010 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
CT
02/29/2008 - 12/16/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
08/02/2002 - 02/29/2008
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
12/24/1998 - 04/24/2001
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 03/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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