Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Drake is a financial advisor with over 30 years of experience in the industry. Julie has a strong background in providing investment advice to individuals and institutions. Julie's current role is with Wells Fargo Clearing Services, LLC where she is able to provide a wide range of investment services including financial planning, portfolio management, and selection of other advisors. Prior to her current role, Julie held positions with UBS Financial Services Inc., Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, Oppenheimer & Co. Inc., and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/16/2015 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
07/22/2014 - 04/22/2015
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
02/23/2012 - 07/14/2014
WELLS FARGO ADVISORS, LLC (BOCA RATON FL)
FL
06/27/2011 - 03/07/2012
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
09/07/2005 - 06/16/2011
OPPENHEIMER & CO. INC. (BOCA RATON FL)
NY
01/03/2003 - 03/17/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/26/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NJ
10/10/2000 - 02/14/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/12/1999 - 10/02/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/11/1989 - 03/03/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
12/08/1988 - 02/28/1989
CITICORP FINANCIAL SERVICES,INC.
BC
Issued 02/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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