Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Shumake is a registered representative with Wells Fargo Clearing Services, LLC. Julie has over 25 years of experience in the financial services industry. Julie has held various positions at Edward Jones, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and ScotTrade, Inc. before joining Wells Fargo Clearing Services, LLC. Julie has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Julie specializes in investment consulting, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
09/06/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/04/2018 - 04/22/2019
PRIVATE CLIENT SERVICES, LLC (Creve Coeur MO)
MO
05/07/2018 - 06/08/2018
LPL FINANCIAL LLC (CREVE COEUR MO)
MO
03/23/2015 - 03/08/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
04/08/2013 - 03/19/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CLAYTON MO)
MO
05/19/1997 - 03/27/2013
EDWARD JONES (ST LOUIS MO)
MO
01/17/1997 - 05/07/1997
BRIDGE TRADING COMPANY (ST. LOUIS MO)
NY
12/14/1995 - 11/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
10/28/1994 - 04/05/1995
TRI-MERICA SECURITIES CORPORATION (TINLEY PARK IL)
BOTH
Issued 02/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/29/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/13/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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