Unclaimed
Julie Liu is an investment advisor representative with Morgan Stanley. She is based in Pasadena, California and has been in the industry since July 2009. Julie holds Series 66, Series 7 and SIE licenses and is registered in 29 states. Her specializations include asset allocation advice, financial planning, pension consulting and portfolio management. Julie has extensive experience in advising individuals, businesses and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/19/2021 - Present
Morgan Stanley (Pasadena CA)
CA
05/01/2013 - 05/19/2014
UBS FINANCIAL SERVICES INC. (PASADENA CA)
CA
09/02/2010 - 04/19/2013
LPL FINANCIAL LLC (PASADENA CA)
CA
07/09/2009 - 09/14/2010
MORGAN STANLEY SMITH BARNEY (PASADENA CA)
BOTH
Issued 12/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Julie Liu is the right advisor for you? Invested Better is here to help.