Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Lan Cohen is a financial professional with over 30 years of experience in the industry. Julie has worked with a number of firms over the years, including Citigroup Global Markets Inc., Citicorp Investment Services, Transamerica Financial Advisors, Inc., WM Financial Services, Inc., Griffin Financial Services, FIMCO Securities Group, Inc., Wells Fargo Securities Inc., Gateway Investment Services, Inc., Protective Equity Services, Inc., Liberty Securities Corporation, and Pamco Securities and Insurance Services. Julie currently works with Mutual Advisors, LLC, where she provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2013 - Present
Mutual Advisors, LLC (Northridge CA)
CA
05/29/2007 - 01/23/2008
CITIGROUP GLOBAL MARKETS INC. (GLENDALE CA)
CA
05/14/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (GLENDALE CA)
CA
02/26/1999 - 05/05/2003
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
01/01/1999 - 02/22/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
03/04/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
WI
03/27/1996 - 03/09/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
CA
10/12/1994 - 03/12/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
IL
12/03/1993 - 09/20/1994
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
AL
07/28/1992 - 12/31/1993
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
NY
08/01/1991 - 05/12/1992
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
07/05/1989 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
IA
Issued 10/09/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/19/2008
Series 4 - Registered Options Principal Examination
BC
Issued 08/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/07/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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