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Julie L Harris

Charles Schwab & CO., Inc.

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About Julie L Harris

Julie L. Harris is a financial advisor with Charles Schwab & Co., Inc. She has been in the industry since 1993 and holds several industry licenses and certifications. Julie is a Registered Representative and Investment Advisor Representative. She provides a variety of financial services including financial planning, portfolio management, and selection of other advisors. Julie is dedicated to helping her clients achieve their financial goals.

Firm Information

Julie Harris is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Julie Harris’s Registration & Firm History

CO

11/12/2018 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

TX

10/03/2006 - 09/11/2007

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

TX

10/13/1993 - 02/09/2006

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

CO

07/20/1993 - 10/04/1993

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 03/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2019

Series 24 - General Securities Principal Examination

BC

Issued 05/31/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Julie L Harris.
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