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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Baertschi is a financial advisor with Morgan Stanley, offering a range of services including financial planning, portfolio management, pension consulting and educational seminars. Julie holds multiple licenses and certifications, including Series 7, 9, 10, 24, and 66. Julie has been working in the financial industry since 2006, with previous experience at LPL FINANCIAL LLC and BMO HARRIS FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
WI
05/18/2021 - Present
Morgan Stanley (Middleton WI)
WI
03/24/2021 - 04/23/2021
LPL FINANCIAL LLC (MADISON WI)
WI
08/01/2012 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (MADISON WI)
WI
09/07/2006 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (MONONA WI)
BOTH
Issued 11/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/29/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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