Unclaimed
Julie Kristin Hatcher-bhatt has been in the financial services industry since 2004 and has a long and diverse background. Julie Kristin Hatcher-bhatt is currently registered with Nylife Securities LLC and has been registered with the firm since 2009. Before that, Julie Kristin Hatcher-bhatt was registered with OppenheimerFunds Distributor, Inc., Oppenheimer & Co., Inc. and Patterson Travis, Inc. Julie Kristin Hatcher-bhatt is licensed to sell securities in New York and holds Series 7, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/21/2009 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NY
10/04/2004 - 02/03/2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
11/01/1995 - 11/01/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
CO
09/22/1995 - 10/10/1995
PATTERSON TRAVIS, INC. (ENGLEWOOD CO)
BC
Issued 11/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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