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Julie Kristin Hatcher-bhatt

Nylife Securities LLC

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About Julie Kristin Hatcher-bhatt

Julie Kristin Hatcher-bhatt has been in the financial services industry since 2004 and has a long and diverse background. Julie Kristin Hatcher-bhatt is currently registered with Nylife Securities LLC and has been registered with the firm since 2009. Before that, Julie Kristin Hatcher-bhatt was registered with OppenheimerFunds Distributor, Inc., Oppenheimer & Co., Inc. and Patterson Travis, Inc. Julie Kristin Hatcher-bhatt is licensed to sell securities in New York and holds Series 7, 24, and 63 licenses.

Firm Information

Julie Hatcher-bhatt is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Hatcher-bhatt’s Registration & Firm History

NY

08/21/2009 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

10/04/2004 - 02/03/2009

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

11/01/1995 - 11/01/1996

OPPENHEIMER & CO., INC. (NEW YORK NY)

CO

09/22/1995 - 10/10/1995

PATTERSON TRAVIS, INC. (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 11/21/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Julie Kristin Hatcher-bhatt.
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