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Julie Knoell

Pershing LLC

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About Julie Knoell

Julie Knoell is a financial professional with over 25 years of experience in the financial services industry. Julie is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Julie has a strong background in the financial industry and has held previous positions with Broadridge Business Process Outsourcing, LLC and Vanguard Marketing Corporation. Julie holds FINRA Series 6, 7, 52TO, and 63 licenses and the SIE exam. She has been a Registered Representative since 1997.

Firm Information

Julie Knoell is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Julie Knoell’s Registration & Firm History

FL

01/20/2023 - Present

Pershing LLC (LAKE MARY FL)

CO

11/11/2005 - 01/02/2023

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (DENVER CO)

PA

11/24/1997 - 11/08/2005

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 10/24/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/22/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Julie Knoell.
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