Unclaimed
Julie Brennan is a registered representative with Pershing LLC, a broker-dealer firm. Julie has a background in the financial services industry, with over 2 years of experience. Julie has earned the Series 7, Series 99, and SIE licenses. Julie is currently registered with the state of Florida and has 20 approved SRO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/11/2020 - Present
Pershing LLC (LAKE MARY FL)
BC
Issued 04/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2020
Series 99TO - Operations Professional Examination
BC
Issued 01/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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