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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie julaine? Claim Your ProfileJulie julaine Cichy is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., working out of the Frisco, TX office. Julie julaine has been in the financial services industry since June 14, 1988 and has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 23, 2009. Previously, Julie julaine worked at BANC OF AMERICA INVESTMENT SERVICES, INC. and BA INVESTMENT SERVICES, INC. Julie julaine holds the following licenses: Series 6, 7, 63, and 65 as well as the SIE exam. Julie julaine has also passed the Uniform Securities Agent State Law Examination. Julie julaine is registered to provide investment advice in 32 states and is also registered to provide Broker-Dealer services in 32 states. Julie julaine has been awarded numerous designations and is recognized as an expert in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
03/30/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PLANO TX)
CA
02/02/1993 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WI
06/15/1988 - 02/09/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 08/22/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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