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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Williams is a financial advisor with Morgan Stanley, based in Santa Barbara, CA. Julie has been in the industry since 1997 and holds licenses in various states including California and Texas. Julie has also previously worked for firms like Citigroup Global Markets Inc. and Epoch Partners. She holds multiple securities licenses including Series 63, Series 9, Series 10, Series 24, Series 7 and Series 8. Julie's expertise covers a wide range of financial services and investment management, providing advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/08/2011 - Present
Morgan Stanley (Santa Barbara CA)
CA
02/21/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
NY
05/19/2003 - 05/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MA
04/30/2001 - 06/01/2001
EPOCH PARTNERS (SOUTHBOROUGH MA)
CA
05/03/1995 - 06/02/1999
VOLPE BROWN WHELAN & COMPANY, LLC (SAN FRANCISCO CA)
NY
05/06/1993 - 04/25/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 04/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/20/1996
Series 24 - General Securities Principal Examination
BC
Issued 12/14/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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