Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Willard is a financial advisor at Robert W. Baird & Co. Inc.. Julie has been in the financial industry since August 6, 2000. Julie holds the Series 7, 63, and 66 securities licenses, and the SIE exam. Julie is registered with the following states: Alabama, Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan, Montana, New Jersey, New Mexico, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington and Wisconsin. Julie has been previously employed at JJB Hilliard WL Lyons LLC, Oppenheimer & Co, Stanford Group Company, UBS Financial Services Inc., First Union Securities, Inc., and First Union Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
12/05/2019 - Present
Robert W. Baird & Co. Inc. (Asheville NC)
NC
05/27/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (ASHEVILLE NC)
NC
03/27/2009 - 05/30/2018
OPPENHEIMER & CO. INC. (ASHEVILLE NC)
NC
11/07/2008 - 03/16/2009
STANFORD GROUP COMPANY (ASHEVILLE NC)
NC
07/02/2001 - 11/17/2008
UBS FINANCIAL SERVICES INC. (ASHVILLE NC)
MO
10/01/2000 - 07/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
07/28/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 08/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Julie Willard is the right advisor for you? Invested Better is here to help.
