Unclaimed
Julie Emma Hayes is a financial advisor with Prospera Financial Services, Inc. based in Norfolk, VA. Julie has been in the financial industry for over 25 years and has a strong track record of success. Julie is committed to providing her clients with personalized financial advice and guidance. Julie holds the Series 7, 7TO and SIE licenses and is registered with FINRA. Julie has expertise in providing financial planning, portfolio management and selection of other advisors services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
VA
09/05/2024 - Present
Prospera Financial Services, Inc. (NORFOLK VA)
VA
09/03/1998 - 01/15/1999
DAVENPORT & COMPANY LLC (RICHMOND VA)
NC
09/04/1997 - 09/30/1998
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 09/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/11/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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