Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Holton is a financial advisor with UBS Financial Services Inc., where has been employed since March 2024. Julie has been in the industry since March 1989. Prior to joining UBS Financial Services Inc., Julie worked with Janney Montgomery Scott LLC, Northern Lights Distributors, LLC, Foreside Fund Services, LLC, and J.C. Bradford & Co. Julie holds licenses in Georgia, Florida, and a number of other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
03/28/2024 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
11/03/2021 - 03/28/2024
JANNEY MONTGOMERY SCOTT LLC (ATLANTA GA)
NE
04/19/2017 - 06/04/2021
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
ME
10/02/2014 - 07/01/2016
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
SC
01/18/2008 - 09/12/2014
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
NJ
03/17/2006 - 09/05/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/16/2006 - 03/21/2006
UBS SECURITIES LLC (NEW YORK NY)
NJ
08/14/2000 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/02/1990 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
10/21/1987 - 04/12/1990
ESSEX COMPANY
BOTH
Issued 06/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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