Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie E Warren is a financial advisor at TIAA-CREF Individual & Institutional Services, LLC, with over 15 years of experience in the industry. Julie is registered with both the Financial Industry Regulatory Authority (FINRA) and the state of Rhode Island as a Registered Representative and Investment Advisor Representative. Previously, Julie worked for Wells Fargo Clearing Services, LLC, Wells Fargo Funds Distributor, LLC, Fidelity Investments Institutional Services Company, Inc., Wachovia Securities, LLC and A.G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
RI
10/13/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (PROVIDENCE RI)
MA
04/17/2014 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (WELLESLEY MA)
MA
04/02/2012 - 04/07/2014
WELLS FARGO FUNDS DISTRIBUTOR, LLC (BOSTON MA)
RI
06/18/2008 - 03/26/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
01/01/2008 - 04/25/2008
WACHOVIA SECURITIES, LLC (BOSTON MA)
MA
02/15/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOSTON MA)
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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