linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Julie Dull

Axos Clearing LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Julie? Claim Your Profile

About Julie Dull

Julie Dull is a financial advisor registered in Colorado with Axos Clearing LLC. She has been working in the industry since 2009. Julie has a strong background in the financial services industry, having previously worked with Fidelity Brokerage Services LLC and OppenheimerFunds Distributor, Inc. Her experience encompasses a variety of financial services, including investment company products, variable contracts, and general securities. She holds Series 7, 6, and 63 licenses as well as the SIE.

Firm Information

Julie Dull is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Julie Dull’s Registration & Firm History

CO

11/02/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

08/06/2019 - 10/12/2021

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

08/21/2012 - 05/31/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

FL

04/18/2005 - 11/12/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

Not sure if Julie Dull is right for you?

Licenses & Designations

BC

Issued 10/04/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/29/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Julie Dull.
Not sure if Julie Dull is right for you?