Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Dixon Carroll has been a financial professional since 2002. Julie holds the Series 7, Series 63, Series 65 and SIE licenses. Julie has previously worked for Woodbury Financial Services, Inc., Financial Network Investment Corporation, Blue Vase Securities, LLC, Wachovia Securities, LLC, Investcorp, Inc. and Securities America, Inc. Julie is currently registered with Cetera Investment Advisers LLC. Julie provides a variety of financial services including financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/05/2023 - Present
Cetera Investment Advisers LLC (Hickory NC)
NC
07/17/2020 - 09/07/2023
SECURITIES AMERICA, INC. (Hickory NC)
NC
12/15/2017 - 07/17/2020
INVESTACORP, INC. (Hickory NC)
NC
04/30/2010 - 12/19/2017
WOODBURY FINANCIAL SERVICES, INC. (HICKORY NC)
NC
10/24/2005 - 05/05/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (HICKORY NC)
PA
08/01/2003 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
MO
08/19/2002 - 08/14/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 3/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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