Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Carroll is an active investment advisor representative (IAR) with Cetera Investment Advisers LLC. Julie has over 20 years of experience in the financial services industry and holds the Series 7, Series 63, and Series 65 licenses. Julie provides financial planning services to individuals, families, and businesses. Julie has worked with a number of firms including Securities America, Inc., Investcorp, Inc., and Woodbury Financial Services, Inc. Julie has a strong reputation for providing personalized advice and working with clients to develop comprehensive financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/05/2023 - Present
Cetera Investment Advisers LLC (Hickory NC)
NC
07/17/2020 - 09/07/2023
SECURITIES AMERICA, INC. (Hickory NC)
NC
12/15/2017 - 07/17/2020
INVESTACORP, INC. (Hickory NC)
NC
04/30/2010 - 12/19/2017
WOODBURY FINANCIAL SERVICES, INC. (HICKORY NC)
NC
10/24/2005 - 05/05/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (HICKORY NC)
PA
08/01/2003 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
MO
08/19/2002 - 08/14/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
IA
Issued 03/31/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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