Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie D. Helmers is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Julie has been in the financial services industry since December 1996. Julie previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Smith Barney. Julie is registered in 16 states and holds a Series 66, Series 63, Series 10 and Series 9 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
06/01/2023 - Present
Wells Fargo Advisors Financial Network, LLC (HOMEWOOD AL)
AL
04/04/2012 - 06/06/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
AL
06/01/2009 - 12/21/2011
MORGAN STANLEY SMITH BARNEY (BIRMINGHAM AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
05/09/2002 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM AL)
MA
05/21/1999 - 06/17/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NE
11/10/1997 - 04/30/1998
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
07/28/1995 - 10/07/1997
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 08/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Julie Helmers is the right advisor for you? Invested Better is here to help.
