Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Frantz is a financial advisor with over 16 years of experience in the financial services industry. Julie currently works with Morgan Stanley in Hunt Valley, MD. Prior to joining Morgan Stanley, Julie was a financial advisor with RBC Capital Markets, LLC in CHEVY CHASE, MD. Julie has a wide range of experience in financial services, including investment advisory, securities brokerage, and insurance. She is registered to provide financial advice in 55 states and territories. Julie is committed to providing her clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
11/09/2023 - Present
Morgan Stanley (Hunt Valley MD)
MD
05/11/2020 - 10/11/2023
RBC CAPITAL MARKETS, LLC (CHEVY CHASE MD)
MD
11/12/2010 - 05/26/2020
WELLS FARGO CLEARING SERVICES, LLC (HAGERSTOWN MD)
MD
07/24/2007 - 01/22/2010
BROWN ADVISORY SECURITIES, LLC (BALTIMORE MD)
MD
07/26/2006 - 07/26/2007
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
BOTH
Issued 12/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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