Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Julie? Claim Your ProfileJulie Cohen is a registered representative with Needham & Company, LLC. Julie has been in the securities industry since September 25, 2005. Julie's previous employment includes CIBC World Markets Corp. and Oppenheimer & Co. Inc. Julie holds a Series 63, Series 24, SIE and Series 7 license. Julie is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
03/13/2015 - Present
Needham & Company, LLC (NEW YORK NY)
NY
04/17/2008 - 03/03/2015
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/14/2008 - 03/10/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/10/2005 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 11/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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